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Standish Management, LLC · 1 day ago

Senior Compliance Officer

Dallas, TX

Full-time

Hybrid

Senior Level

7+ years exp

Standish Management, LLC is a leading global private fund administrator that provides compliance services to institutional investors and regulatory authorities. The Senior Compliance Officer will lead a team to deliver high-quality compliance services, maintain client relationships, and ensure effective compliance program administration. This strategic leadership role involves overseeing compliance operations while developing a deep understanding of client businesses and regulatory requirements.

Venture Capital & Private Equity

Responsibilities

Lead and manage a team of Compliance Officers, Associates, and Analysts to deliver high-quality compliance services

Maintain significant client interaction and develop a deep understanding of client businesses

Provide customized, proactive compliance guidance that enables clients to focus on their core investment activities

Ensure client service teams effectively administer compliance programs, including compliance manuals, risk assessments, monitoring and testing, annual compliance reviews, compliance documentation, and regulatory filings

Maintain subject matter expertise by monitoring private fund industry developments, regulatory and enforcement trends, and evolving compliance best practices

Build and oversee a book of business; serve as primary relationship manager for clients; lead client service teams

Oversee the timely delivery and quality of all client work product in accordance with firm standards

Provide strategic guidance to clients, internal teams, business partners, and other stakeholders

Recruit, train, develop, and manage team members; ensure client deliverables are completed within established timelines and commitments

Qualification

Compliance expertiseRegulatory knowledgeLeadership experienceMicrosoft applicationsInvestment management knowledgeCommunication skillsOrganizational skillsTeam collaborationTime management

Required

Bachelor's degree is mandatory. Graduate level education is a plus

Leadership experience developing, evaluating, motivating, equipping, and overseeing effective teams and organizations

Commitment to and willingness to embrace Standish Compliance and Standish mission, values, and culture

Excellent communication skills, a proactive diligent work ethic, and the ability and desire to work collaboratively in a team environment

Proficient in Microsoft applications including Outlook, Word, Excel, and PowerPoint, with aptitude to learn new software and systems as needed

Ability to work in a fast-paced environment, overseeing multiple staff, servicing multiple clients, demonstrating effective time/task management, and meeting strict deadlines

Professional discretion and judgement to effectively handle confidential information, collaborate with clients and service providers, as well as Standish Compliance and Standish team members at all levels

Expert knowledge of the investment management and private fund industry, regulatory and compliance environment, and general knowledge of accounting principles

Expert ability to analyze and apply regulatory developments and requirements based on client business models and activities

Strong organizational skills, attention to detail, knowledge, and ability to direct client teams, and ensure delivery of quality work product

Ability to proactively establish, track, and achieve goals, projects, and tasks needed to ensure Standish Compliance success

Benefits

401(k) retirement plan with employer matching

Health / Dental / Vision Insurance

Other insurance options, tax-preferred programs, and employee benefits

Generous paid time off

Company

Standish Management, LLC

Standish provides fund administration services for general partners and managers of private equity funds, specializing in buyout, VC, real estate & fund of funds.

Founded in 2006

San Francisco, California, USA

1001-5000 employees