Senior Compliance Officer jobs in United States
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National Society of Compliance Professionals · 3 days ago

Senior Compliance Officer

positionDenver, CO
timeFull-time
remoteOnsite
senioritySenior Level

The National Society of Compliance Professionals is seeking a Senior Compliance Officer responsible for supporting Corient's asset management and private wealth business. The role involves drafting compliance policies, creating training, and maintaining compliance governance documentation.

ComplianceEducationFinancial ServicesNon ProfitProfessional Services

Responsibilities

Supporting both Corient’s asset management and private wealth business
Serving as a subject matter expert in drafting compliance policies
Code of ethics
Creating and presenting training
Creating and maintaining compliance governance and program documentation

Qualification

Compliance policiesCode of ethicsTraining presentationCompliance governanceProgram documentation

Required

Enterprise compliance experience
Subject matter expert in drafting compliance policies
Experience in creating and presenting training
Ability to create and maintain compliance governance and program documentation

Company

National Society of Compliance Professionals

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National Society of Compliance Professionals is a non-profit organization that enables regulatory support in the financial industry.
dateFounded in 1987
location
Cornwall Bridge, Connecticut, USA
people-size2-10 employees
web-link
https://nscp.org/

Funding

Current Stage
Early Stage

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