TD Securities · 1 day ago
Senior Manager, Financial Crimes Risk Investigations – Intelligence & Emerging Risk – Digital Assets & Cyber-Enabled Crime Investigations
Mount Laurel, NJ
Full-time
Hybrid
Senior Level, Lead/Staff
$115K/yr - $186K/yr
10+ years expTD Securities is one of the world's leading global financial institutions, and they are seeking a Senior Manager to oversee a team specializing in financial crimes risk investigations. This role involves managing complex investigations, developing AML policies, and ensuring compliance with regulatory requirements.
BankingFinanceFinancial Services
Responsibilities
Oversees/manages a team of specialized professionals in the analysis and/or investigation of TDBG AML, ATF, ABAC and Sanctions cases to minimize overall risks to the Bank, its customers and its employees
Lead FCRM's Digital Assets and Cyber Enabled Crime Investigations Team
Develops and implements AML policies, oversees complex investigations into potential money laundering, terrorist financing, and other financial crimes, and ensures compliance with regulatory requirements
Provides guidance and support to ensure high-quality investigations; develops, implements, and maintains AML policies, procedures, and controls to mitigate financial crime risks; oversees complex investigations into potential money laundering and other financial crimes; ensures compliance with all relevant AML regulations, including the Bank Secrecy Act (BSA), the USA PATRIOT Act, and OFAC requirements; identifies and develops strategies to address and mitigate financial crime risks; collaborates with internal and external stakeholders, including law enforcement and regulatory bodies, to report findings and ensure compliance; prepares and presents detailed reports on investigative findings to executive management and regulatory authorities; and provides training and guidance to investigators and analysts on AML regulations, trends and typologies, and best practices
Provides people management leadership by hiring the best talent, setting goals, developing employees, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
Oversees group of investigative professionals that cover broad, thematic and/or complex business lines
Generally considered a Practice Leader – internal expert and/or industry expert and represents the Bank on AML/ATF and Financial Crime, Corporate Security/fraud management committees and/or organizations pertaining to own field of specialization
Scope of investigations may involve international borders, AML/ATF and financial crime, employee misconduct, etc
Generally, deals with executive management on key regulatory and/or security issues and provides guidance/advice accordingly
Provides coaching, mentorship and guidance to practitioners, business, executives within area of expertise
Manages and oversees the overall discipline and strategy for the respective areas while aligning to the enterprise best practices
Strategic partner to leadership team on the management of the portfolio and financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management/enterprise areas
Facilitates key strategic discussions and provides thought leadership to executive audience (output may include strategic roadmap and/or deliverables/frameworks/short to long term goals etc.)
Sets operational team direction and collaborates with others to execute on common goals
Focuses on longer-range planning for functional area (e.g.,12 months or greater)
Qualification
Required
Undergraduate degree or equivalent work experience
10+ years of experience
Preferred
Bachelor's or Master's degree in cybersecurity, computer science, international studies, criminal justice, forensic accounting, finance, or a similar focus
Significant experience with blockchain analysis and blockchain analytics software such as Chainalysis, TRM Labs, Elliptic, etc
Relevant Industry certifications such as CAMS, CFE, CRC, CISC, TRM-CI, CCAS, etc
Extensive experience with leading and conducting intelligence collection or investigations into activities involving cryptocurrency or cyber enabled crime (e.g. Darknet Markets, Ransomware, Money Laundering, Counter Terror Finance, Drug Trafficking, Fraud/Scams, etc.)
Strong knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC requirements
Experience leading or supporting investigative projects; strong project management skills a plus
Experience leveraging data analytics to identify trends, anomalies, or support investigative findings related to financial crimes
Experience managing teams and cross-functional initiatives, including leading, mentoring, and developing staff
Ability to influence change and drive strategy across business lines and control functions
Excellent written and verbal communication skills, with the ability to present findings clearly and concisely
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
Company data provided by crunchbase