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Forge · 1 day ago

Trade Operations, Analyst

Denver, Colorado, United States

Full-time

Onsite

Entry Level

$65K/yr - $80K/yr

1+ years exp

Forge is a technology innovator in the private market, aiming to deliver a richer future through its liquidity solutions and marketplace. The Trade Operations Analyst role is crucial for overseeing trading activities, ensuring compliance, and optimizing trading processes while collaborating with various teams.

FinanceFinancial ServicesFinTechMarketplaceTrading Platform

Growth Opportunities

Responsibilities

Develop a thorough understanding of Forge’s transaction processes and become the deal point person/central source of knowledge for active transactions

Review and process trade transactions to ensure accuracy and completeness

Ensure timely and accurate settlement of trades in accordance with internal policies

Identify potential risks and collaborate with internal teams to mitigate risk

Ensure all trades comply with internal controls and regulatory (SEC/FINRA) requirements

Participate in the implementation of new trading systems or upgrades to existing systems

Work closely with brokers to resolve trade-related issues and ensure smooth settlement

Interact with external parties such as issuers and clients to ensure a seamless, efficient process

Communicate effectively with stakeholders to keep them informed about trade operations and issues

Work cross-functionally with Forge’s internal teams, including Business Development, Legal and Compliance

Maintain accurate and comprehensive records of all trade transactions and operational activities

Ensure proper documentation and adherence to record-keeping policies

Qualification

Trade ProcessingCompliance KnowledgeRisk ManagementCritical ThinkingAttention to DetailCommunication SkillsOperational EfficiencySIE CertificationSeries 99 CertificationTeam CollaborationFast-paced Adaptability