Scotiabank · 16 hours ago
Manager, Regulatory Reporting
Dallas, TX
Full-time
Onsite
Mid, Senior Level
5+ years expScotiabank is a leading bank in the Americas, and they are seeking a Manager, Regulatory Reporting to contribute to the success of the U.S. Finance Department. The role involves ensuring compliance with governing regulations and internal policies, preparing and reviewing regulatory reports, and collaborating with various stakeholders to implement new reporting requirements.
BankingFinanceFinancial Services
Responsibilities
Prepare regulatory reports in accordance with US GAAP and reporting instructions covering daily, weekly, monthly, quarterly, and annual reports (e.g., FR2900, FFIEC 002, Borrower-In-Custody (BIC), TIC reports)
Perform thorough review of regulatory reports as assigned to ensure compliance with the regulatory reports’ instruction and proper controls in places
Working knowledge of the reporting tool (Axiom) used by the department to produce the regulatory filings
Document and monitor issues related to system / data quality from regulatory reports. Continuously drive accountability for accuracy of Critical Data Elements (CDEs) used for Regulatory Reporting. Work with team members for initial root causes analysis and resolution channel
Collaborate with various stakeholders across business and functional areas of the Bank (i.e., AXIOM Project team, Data Governance, Operations, Treasury, Credit Risk, Product Control, IT, to interpret, operationalize and implement new reporting requirements and to resolve known and self-identified issues
Participate in end-to-end testing on all AXIOM BAU releases as applicable
Help prepare and coordinate requested information and answer questions from Internal Audit, Quality Assurance, and external Fed Exams. Implement improvements to process and controls based on testing results
Create/update Policies & Procedures and other documentations including process flows and risk control matrices
Assist in the data collection for regulatory reporting metrics for dashboards
Prepare presentation decks to internal stakeholders. Assist in the development and/or updating training material and conduct training, as necessary
Attends required Finance, U.S. GAAP/IFRS, Regulatory, and any mandatory Compliance training
Ability to respond promptly and sufficiently to ad-hoc regulatory requests while ensuring other deliverables are met
Demonstrate an ability to exercise a high degree of initiative, independent judgement, and self-direction in meeting objectives and solving problems while knowing when to reach out for clarification and/or assistance
Other Projects as assigned
Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge
Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk in accordance with Scotiabank’s Values, its Code of Conduct
Contribute to a high-performance environment and contributes to an inclusive work environment
Qualification
Required
Strong Accounting knowledge and comprehension of U.S. GAAP accounting rule / instructions
5+ years working experience in financial and regulatory reporting at a large and complex banking organization or consulting firm
Proficient PC Skills, especially in MS Office Suite. Intermediate to Advanced skill in Excel is a must
Experience with AXIOM or similar reporting tools is an asset
A good understanding of banking and capital markets business is a plus
Strong work ethics with a proactive attitude and high level of accountability
Quick learner with demonstrated curiosity and adaptability in a dynamic environment
Strong written and verbal communication skills including presentation skills to senior management
Bachelor of Science in Accounting, Finance or equivalent
Preferred
CPA preferred, MBA a plus
Benefits
Flexible benefit programs
Company
Scotiabank
Scotiabank is a banking firm that provides banking and financial services.
10001+ employees
H1B Sponsorship
Scotiabank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (52)
2024 (55)
2023 (29)
2022 (38)
2021 (38)
2020 (15)
Funding
Current Stage
Public CompanyTotal Funding
$1.07B2024-04-17Post Ipo Debt· $1.07B
1972-03-01IPO
Leadership Team
Jabar Singh
President & CEO Scotiabank Colpatria (Colombia) & Head Central America & Caribbean
L.Scott Thomson
President and CEO
Recent News
Canada NewsWire
2025-12-24
Company data provided by crunchbase