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Capco · 2 hours ago

Associate - Compliance Analyst

Orlando, FL

Full-time

Hybrid

Entry Level

1+ years exp

Capco is a leading consultancy in financial services, dedicated to transforming operations for clients through innovative solutions. The Associate – Compliance Analyst will be responsible for compliance monitoring, governance, and regulatory reporting, ensuring adherence to laws and regulations while managing various compliance-related tasks.

ConsultingFinanceFinancial ServicesInsurance

Responsibilities

Manage: policy updates/edits/releases, posting and archiving, managing the policy database, managing disclosure requests, and posting compliance memos

Evaluate and monitor transactional activity to assess potential suspicious activity (e.g., money laundering)

Perform transaction monitoring alert reviews and sanctions hit reviews to be able to identify when activity requires further investigation

Interpret and implement client operating policies regarding financial data

Identify data anomalies and red flags for money laundering, terrorist financing, fraud, and sanctions violations, and escalate for second level review

Research, draft, and file Suspicious Activity Report (SAR) to enforcement networks, and document decisions not to file a SAR – exercising independent judgment and discretion while handling sensitive cases

Execute account maintenance updates and process client lifecycle related reports

Ensure client vetting data and document processing comply with regulations, guidelines, standards, and policies for all new accounts