Morgan Stanley ยท 1 day ago
Global Financial Crimes - Transaction Monitoring and Strategy Vice President
Dallas, TX
Full-time
Hybrid
Senior Level, Lead/Staff
$95K/yr - $165K/yr
8+ years expMorgan Stanley is a global leader in financial services, known for its commitment to innovation and client service. They are seeking a Coverage Assessment Officer to lead the Risk and Controls Assessment process related to AML Red Flags and transaction monitoring scenarios.
Asset ManagementFinanceFinancial ServicesLending
Hiring Manager
Jessica Martins
Responsibilities
Manage and provide oversight for the RCA lifecycle, including annual AML Red Flags assessments, product/service risk analyses, inherent and residual risk evaluations, and control effectiveness ratings
Define and support implementation of governance structures for transaction monitoring scenarios and risk factors, including ownership, review cycles, and formal escalation protocols
Lead the continuous improvement of the RCA methodology through standardization, integration of technology, and use of advanced analytics
Support qualitative and quantitative reviews of transaction monitoring scenarios, including gap analysis at the product/service level
Design and implement a formal mechanism for evaluating effectiveness of scenarios, including review of suspicious activity from non-alerted sources
Maintain a comprehensive controls framework with structured processes for identifying and addressing control gaps
Collaborate with GFC Advisory, Business Units, Technology, and other control partners to execute RCA activities and support remediation plans
Support the use of automation, data analytics, and technology solutions to enhance risk assessments
Qualification
Required
8+ years of experience in AML, risk management, or control functions within a large financial institution
Bachelor's degree required; advanced degree or professional certifications (e.g., CAMS, CISA) preferred
Proven experience contributing to complex AML control and assessment initiatives
Strong knowledge of AML and sanctions risks, transaction monitoring frameworks, and risk/control taxonomies
Familiarity with AML detection platforms such as Actimize, SAS, Oracle, etc
Effective communicator with ability to engage senior stakeholders and cross-functional teams
Comfortable working independently in a fast-paced, evolving environment
Resilient, solutions-oriented, and committed to continuous improvement
Preferred
Advanced degree or professional certifications (e.g., CAMS, CISA)
Experience with advanced analytics or machine learning
Benefits
Some of the most attractive and comprehensive employee benefits and perks in the industry
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Ted Pick
Chief Executive Officer (CEO)
Recent News
2026-01-16
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