LPL Financial · 5 days ago
AVP, Associate General Counsel
Fort Mill/Charlotte
Full-time
Onsite
Senior Level
$133K/yr - $221K/yrLPL Financial is among the fastest growing wealth management firms in the U.S., providing a wide range of services to financial advisors and institutions. The Assistant Vice President, Associate General Counsel will provide legal support and strategic advice on collections, recovery, and litigation matters, while enforcing contractual rights and managing litigation risk.
FinanceFinancial Services
Responsibilities
Provide legal support and strategic advice to the organization on matters related to collections, recovery, and litigation and arbitration
Enforce contractual rights and recoup outstanding balances, often in the FINRA arbitration forum
Manage litigation risk and support business objectives
Qualification
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
Founded in 1968
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-16
GlobeNewswire
2026-01-16
Investment News
2026-01-16
Company data provided by crunchbase