CME Group · 18 hours ago
Compliance Analyst - FCM (Futures Commission Merchant)
New York - 300 Vesey Street
Full-time
Onsite
Entry Level
$71K/yr - $119K/yr
1+ years expCME Group is the world’s leading derivatives marketplace, and they are seeking a highly motivated Compliance Analyst to support their Futures Commission Merchant compliance activities. This role involves executing key compliance functions, implementing regulatory guidance, and maintaining compliance with industry rules.
FinanceFinancial ServicesMarketplaceStock Exchanges
Responsibilities
Assist in implementing practical regulatory guidance on issues related to futures and swaps trading, including retail customers, options, and margin requirements
Review transaction monitoring alerts and complete appropriate resolutions
Conduct ongoing monitoring of customer risk ratings and incoming customer complaints
Complete electronic communication reviews
Support the compliance aspects of developing and rolling out new trading products and services across the firm
Coordinate and prepare responses for regulatory inquiries, examinations, and investigations, as well as matters involving client arbitration and litigation
Maintain and update policies and procedures
Monitor new and amended industry rules, assess their immediate impact, and contribute to implementing necessary compliance changes
Participate in internal working groups and governance forums, providing necessary advice and documentary support
Qualification
Required
Bachelor's degree in Finance, Business, Law, or a related field
1-3 years of regulatory or compliance experience focused on FCM regulation within a financial services firm, regulatory agency, or self-regulatory organization
Strong foundational knowledge of the Commodity Exchange Act, CFTC Regulations, and NFA/exchange rules
Developed written and oral communication skills, capable of summarizing complex regulatory issues concisely
Effective organizational and time management skills, including the ability to prioritize and work independently to meet deadlines
Strong interpersonal skills to foster teamwork and maintain effective relationships with colleagues, clients, and regulators
Ability to identify compliance issues and actively assist in the development of remedial enhancements to forms, policies, and control processes
Preferred
advanced degree or relevant certification is a plus
Benefits
Comprehensive health coverage
401(k)
Active pension plan
Highly competitive education reimbursement provisions
Paid time off
Mental health benefit
Company
CME Group
CME Group is a diverse derivatives marketplace that manages risk and capture opportunities.
1001-5000 employees
H1B Sponsorship
CME Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (1)
2023 (1)
2022 (3)
2021 (2)
2020 (9)
Funding
Current Stage
Public CompanyTotal Funding
$1BKey Investors
Google
2021-11-04Post Ipo Equity· $1B
2002-12-06IPO
Leadership Team
Lynne Fitzpatrick
President and CFO
Julie Holzrichter
Chief Operating Officer
Recent News
2026-01-13
2026-01-11
2026-01-11
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