Balyasny Asset Management L.P. · 2 weeks ago
Compliance Officer, Lead Expert Networks
New York, NY
Full-time
Onsite
Senior Level
$115K/yr - $190K/yr
5+ years expBalyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The primary focus will be to assist the Compliance Department with leading the expert network review process and providing compliance oversight to investment and non-investment staff.
Responsibilities
Serve as a lead of the expert networks team, managing requests, and analyzing of information
Reviewing and approving expert network requests from investment team members
Chaperone expert network calls, documenting and tracking all calls and meeting notes
Analyzing material non-public information and carrying out vetting procedures
Working closely with expert network vendors
Updating Compliance policies and procedures in regard to expert network policies
Conducting new hire and annual compliance trainings
Reviewing subject expert meeting requests
Assist the Director, Senior Compliance Counsel on data/research compliance matters
Handling compliance inquiries and providing oversight and guidance to the investment and non-investment staff
Assisting the team on the Compliance Annual review process
Assist the Compliance Department with ongoing regulatory requirements and enforcing Compliance policies
Escalate matters to Compliance management as necessary
Participate in ad-hoc requests as needed
Qualification
Required
Bachelor's Degree required
5-7+ years of Compliance experience
Experience with managing process, workflow, etc
Compliance or legal experience with an investment adviser or broker-dealer
Strong organizational and research skills
Ability to juggle multiple tasks when necessary
Ability to work independently and excel in a high intensity environment
High standard of professionalism in all dealings with internal staff and any external partners, clients and regulatory agencies
Strong written and verbal communication skills
Outstanding attention to detail
Benefits
Bonus compensation
Employee benefits
Company
Balyasny Asset Management L.P.
Balyasny Asset Management (BAM) is a diversified global investment firm founded in 2001 by Dmitry Balyasny, Scott Schroeder, and Taylor O'Malley.
1001-5000 employees
H1B Sponsorship
Balyasny Asset Management L.P. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (107)
2024 (85)
2023 (39)
2022 (44)
2021 (28)
2020 (18)
Funding
Current Stage
Late StageLeadership Team
David Black
Managing Director Business Development
J
Jeremy Brunelli
Data Science & AI | Managing Director, Head of Geospatial & Alt Data Research
Recent News
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