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U.S. Bank · 7 hours ago

Staff Auditor

Milwaukee, WI

Full-time

Onsite

Senior Level, Lead/Staff

$71K/yr - $84K/yr

2+ years exp

U.S. Bank is on a journey to help customers and businesses make better financial decisions. They are seeking a Staff Auditor to join their Corporate Audit Services team, responsible for assisting in audit engagements, evaluating management controls, and supporting integrated audits within the Wealth Management and Investment Advisory Services business line.

BankingFinancial ServicesInsuranceMortgageWealth Management

Responsibilities

Assisting the Audit Project Manager in planning audit engagements. Includes performing control testing based on audit program directions; applying appropriate sampling and control testing techniques; identifying and assessing the relevancy of potential issues; and documenting work performed in TeamMate Audit Solutions to support audit scope/conclusion in compliance with CAS Policies, Standards and Guidelines

Drafting issues under the supervision of the Senior Auditor, Audit Project Manager. Includes identifying root causes rather than symptoms of control weakness; assessing the issue relevance and potential exposures; and developing appropriate recommendations

Collaborate with colleagues and stakeholders to evaluate, test and report on the adequacy and effectiveness of management controls

Support integrated audits to assess IT and automated control risks within the digital systems and applications that support various business lines

Performing additional duties as requested by CAS management

Qualification

Wealth Management knowledgeInvestment Services knowledgeTrust Products OperationsRisk/Compliance/Audit competenciesAnalytical skillsMicrosoft Office proficiencyCommunication skillsManage tasksIIA Standards understandingCritical thinking skills

Required

Bachelor's degree, or equivalent work experience

Typically, more than two years of applicable experience

Preferred

Knowledge of applicable laws, regulations, and regulatory trends impacting financial services

Basic understanding of Risk/Compliance/Audit competencies

Strong verbal and written communication skills

Knowledge of wealth management, investment services and trust products operations, information technology, digital transformation, and business processes

Ability to manage multiple tasks and deadlines simultaneously

Basic understanding of IIA Standards and the common definition of internal controls

Strong analytical and critical thinking skills

Relevant Financial Service Industry knowledge (e.g., Wealth Management, Investment Advisory and Trust Product Operations, etc.)

Proficiency in Microsoft Office and other software tools (Word, Excel, PowerPoint, databases, presentations)