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Altruist · 19 hours ago

Head of Clearing Operations

Dallas, TX

Full-time

Hybrid

Director/Executive

10+ years exp

Altruist is transforming the multi-trillion dollar wealth management industry by building an AI platform for wealth professionals. They are seeking a Head of Clearing Operations to lead self-clearing operations teams and establish scalable processes while ensuring compliance and operational efficiency.

Asset ManagementFinancial ServicesFinTech

Comp. & Benefits

Responsibilities

Lead Altruist’s self-clearing operations teams, including New Accounts, Account Transfers, Treasury, Tax, Corporate Actions, Margin, Options, and all other operational functions in a timely and compliant manner

Establish the foundation for scalable processes and tools without relying on continual manual intervention

Manage critical vendor and partner relationships

Partner with Finance to ensure investments are delivering maximum ROI in clearing operations

Partner with Product to ensure we continually strive for customer delight and a reduction in any need to contact support/operations

Accountable for the delivery of OKRs related to operational efficiency and customer satisfaction

Support compliance and Altruist’s FINOP to ensure timely filing of regulatory reporting and reconciliation of breaks

Scale Altruist’s clearing operations department in support of Altruist’s growth strategy

Contribute to examinations with regulatory bodies

Provide exceptional service to Altruist’s customers and their clients

Qualification

Self-clearing operations experienceProficient in FINRA rulesSecurities tradingExpertise with financial productsProficiency with FIS Phase 3Entrepreneurial attitudeApply technologyCustomer empathyCommunication skillsAffinity for fast-paced environmentInterpersonal skillsTeam collaboration

Required

10+ years of hands-on operations experience at a self-clearing broker-dealer

Proficient in FINRA, DTCC, NSCC, OCC, and SEC rules

Entrepreneurial attitude and a deep empathy for our customers

Expertise with financial products

Knowledge of securities trading processes and applicable regulations is a must

Demonstrated ability to apply technology to enhance business processes

Strong written and interpersonal communication skills and ability to interact persuasively with marketing, customer success, operations, product, design, and engineering teams

Affinity for a fast-paced, early-stage environment

FINRA Series 4, 7, 63 (others may be needed over time, including 27)

Preferred

Proficiency with FIS Phase 3

Benefits

A hybrid work schedule for most positions to promote strong, in-person collaboration and a healthy work-life-balance.

Stunning, amenity-filled office spaces in Culver City, CA, San Francisco, CA, and Dallas, TX. Our offices are intentionally designed for comfort, collaboration, and productivity.

Competitive pay and equity for eligible positions.

Premium healthcare, dental, and vision insurance plans (HMO and PPO).

401k savings plan with a 4% match and immediate vesting.

16 week paid parental leave.

Professional growth and development opportunities including an employee mobility program and an annual L&D budget allocation for each employee.

Company perks program (includes discounts on pet insurance, fitness, cell phone plans, entertainment and travel, etc.).

Financial guidance program (includes counseling on navigating debt, tracking personal spend, saving and planning goals, home-purchasing preparedness, etc.).

One month work from anywhere policy (with the exception of a few countries).

Total compensation includes a competitive benefits package, along with equity in the form of Stock Options (ISOs) for eligible roles.