RBC · 2 months ago
Director, Tax, Statements, Trade Confirmations and Prospectus Operations
Minneapolis, Minnesota, United States of America
Full-time
Onsite
Senior Level, Lead/Staff
$130K/yr - $210K/yrRBC is a leading financial institution seeking a Director for Tax, Statements, Trade Confirmations, and Prospectus Operations. This role involves overseeing core regulatory client reporting functions and leading strategic initiatives to ensure compliance and operational excellence.
BankingFinancial ServicesWealth Management
Responsibilities
Provide senior oversight and subject matter leadership for the execution of "Run The Bank" activities and strategic initiatives for Tax, Statements, Trade Confirmations & Prospectus Operations
Proactively identify, manage, and mitigate risk, including ownership of Written Supervisory Procedures and controls, to ensure full compliance with regulatory requirements and internal policies
Implement operational best practices; establishing a culture of self-motivated process improvement within the bank
Develop and maintain trusted relationships with internal partners, external service providers, and regulatory authorities
Deliver to, or exceed, established department SLAs and operating goals
Maintain adequate staffing levels and work distribution, and mentor, develop, and recruit next level managers and general staff
Assure financial accountability for assigned cost centers and General Ledger accounts, including reconciliation and certification
Execute all other tasks as directed by the Managing Director, Client Reporting Operations
Qualification
Required
Leadership and direction experience across a dynamic team of Operations professionals and associates
Ability to make sound judgments in real-time
Exemplary understanding of regulatory and risk considerations related to the covered business functions
Deep knowledge of the Wealth Management and the integrated processes of the business operation
Strong vertical and lateral partnering and communication skills
Series 99 and SIE requirements
Preferred
Experience working with third-party service providers
Experience working with high volume data records
Familiarity with Secure File Transmission Protocols (SFTPs)
Benefits
A discretionary bonus
401(k) program with company-matching contributions
Health, dental, vision, life and disability insurance
Paid time-off plan
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
Founded in 1864
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
2026-01-17
2026-01-15
Company data provided by crunchbase