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Capital One · 6 hours ago

Principal AML Compliance Advisor, AML -KYC Data Management

Chicago, IL

Full-time

Onsite

Senior Level, Lead/Staff

$110K/yr - $125K/yr

3+ years exp

Capital One is a financial services company that is seeking a Principal AML Compliance Advisor to support their AML (Anti-Money Laundering) Program. The role involves risk management, ensuring compliance with laws and regulations, and providing guidance on business policies and practices related to AML compliance.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Provide effective challenge and guidance on compliance risks and support Advisors through various interactions and forum engagements

Assist in advising AML Advisory on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

Maintain Advisory related decisions and determinations to ensure consistency in messaging and conclusions

Develop strong understanding of applicable laws and regulations

Support the evaluation of Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts

Support AML Advisory through advice, influence adjustments to the processes, procedures, and control

Liaison with internal and external Bank personnel to ensure completion of program attestations required to maintain external relationships

Maintain strong understanding of Compliance Risk Management Framework and applicable laws and regulations

Identify trends in data for potential risk impacts

Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

Assist with the updating of AML owned procedures

Qualification

AML complianceRegulatory complianceRisk managementTableauSQLCAMS certificationFinancial services experienceSoft skills

Required

Bachelor's Degree or Military Experience

At least 3 years of regulatory compliance experience, or at least 3 years of risk management experience, or at least 6 years of financial services industry experience

At least 3 years of Anti-Money Laundering (AML) compliance experience

At least 3 years of Tableau software experience