Lead Advisor ยท 5 hours ago
Investment Operations Specialist
Westborough, MA
Full-time
Onsite
Entry Level
$75K/yr - $90K/yr
1+ years expLead Advisor is a wealth management consulting firm and search firm. They are seeking a knowledgeable and proactive Investment Operations Specialist to join their team. The role involves conducting client calls, preparing investment proposals, executing trades, and providing comprehensive investment reviews to ensure optimal portfolio management.
ConsultingHuman ResourcesWealth Management
Responsibilities
Conduct client calls to discuss rollover options and strategies. Assist clients in transitioning assets seamlessly while providing expert guidance
Prepare detailed investment proposals tailored to client needs and goals. Analyze market trends and investment opportunities to recommend optimal strategies
Execute trades, including portfolio rebalancing and tax loss harvesting, to align with client objectives and market conditions
Monitor portfolio performance and make adjustments as necessary to optimize returns and risk management
Manage and process required minimum distributions (RMDs) to ensure compliance with regulations
Facilitate backdoor Roth conversions and other strategic tax maneuvers to optimize client portfolios
Prepare comprehensive investment reviews, analyzing portfolio performance and providing insights and recommendations to clients
Conduct tax analysis for portfolio transitions to identify tax-efficient strategies and minimize liabilities
Qualification
Required
Must hold SIE, Series 7, and Series 63 and achieve Life, Accident, and Health (LAH) license within first 3 months
Minimum of 1 year of experience in the investment industry
Strong analytical and problem-solving abilities
Excellent communication and interpersonal skills
Strong understanding of wealth management, financial planning principles, and investment strategies
Strategic thinker with a proactive approach to problem-solving and decision-making
Proficient in financial software and tools used for portfolio management and analysis
Preferred
Bachelor's Degree in Finance or a related field
Ability to work independently and as part of a team
High level of integrity and professionalism
Commitment to continuous learning and development in investment strategies and market trends
Benefits
Health insurance
Retirement plan
Professional development opportunities
Company
Lead Advisor
Lead Advisor offers wealth management services, guidance, private research, and a job board for top talent.
2-10 employees
Funding
Current Stage
Early StageLeadership Team
Michael Connaughton
Co-Founder
Company data provided by crunchbase