FINRA ยท 15 hours ago
Summer 2026 Undergraduate Intern -Finance, Accounting, Business - New York, NY, Chicago and Rockville, MD
FINRA is dedicated to providing internship opportunities to gain knowledge and experience in the securities industry. The role involves assisting investigators and managers with various investigative processes and analyzing trade data related to financial crimes.
FinanceFinancial ServicesNon Profit
Responsibilities
Assisting investigators and managers with the investigative processes
Analysis of surveillance alerts, trade data and other evidence obtained in connection with Financial Crimes investigations
Learning how to determine member firm regulatory compliance
Assisting in reviewing and analyzing customer complaints and investigations
Assisting with reviewing, analyzing, and comparing documents and information on firm finances, policies, procedures, practices, and products to security industry rules, regulations and guidelines
Assisting in preparing memoranda and reports regarding investigations
Collecting, preparing and itemizing exhibits for reports of investigations
Assisting in collecting historical pricing data utilizing market trade data and prepare FINRA's examination schedules
Performing research on various matters
Qualification
Required
Enrollment in the final two years of degree program in Finance, Accounting, Business Administration or related program
Work experience in a financial, brokerage or investment environment is a plus
Strong work ethic, positive attitude and professional demeanor
Ability to work with others to meet deadlines
Proficiency in Microsoft Office
Ability to perform multiple tasks efficiently and accurately
Benefits
Comprehensive health, dental and vision insurance
Basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal
Immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution
Tuition reimbursement
Commuter benefits
Adoption assistance
Backup family care
Surrogacy benefits
Employee assistance
Wellness programs
Generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days
Two volunteer service days
Military leave
Jury duty leave
Bereavement leave
Voting and election official leave for federal, state or local primary and general elections
Care of a family member leave (available after 90 days of employment)
Childbirth and parental leave (available after 90 days of employment)
Nine paid holidays
Company
FINRA
The Financial Industry Regulatory Authority (FINRA) is an independent regulator for securities firms doing business in the U.S. It is a sub-organization of Thrivent.
Funding
Current Stage
Late StageLeadership Team
Recent News
2026-01-06
Investment News
2026-01-06
Company data provided by crunchbase