Apply on Employer Site

Genworth · 16 hours ago

Investments Compliance Analyst

Stamford, Connecticut

Full-time

Onsite

New Grad, Entry Level

$99K/yr - $183K/yr

Genworth is a company that empowers families to navigate the aging journey with confidence through guidance, products, and services. The Investments Compliance Analyst will play a key role in ensuring compliance with insurance regulatory requirements and internal investment guidelines, assisting the Investments Legal and Compliance Team in various compliance activities.

FinanceFinancial ServicesFinTechInsurance

Comp. & Benefits

No H1B

Responsibilities

Monitor insurance regulatory, internal investment limits and guidelines to ensure compliance

Maintain and administer insurance regulatory monitoring systems and processes

Monitor corporate trading activities

Assist with preparation and presentation of quarterly compliance metrics report to Investments Leadership

Monitor external investment managers to ensure compliance with investment management agreements, investment guidelines, and legal/regulatory requirements

Assist with drafting and updating training materials for associates on legal, policy, and industry requirements

Support creation and modification of policies and procedures to ensure best practices in an evolving regulatory environment

Coordinate communication and training on investments and corporate compliance issues

Collaborate with portfolio management, traders, credit analysts, and investments leadership across asset classes to mitigate regulatory risk

Qualification

Insurance regulatory complianceSQLMicrosoft 365 Office SuiteInterpersonal skillsBasic coding skillsDatabase managementProfessional designation interestWriting skillsOral communicationAttention to detail