Asset Management Audit Consultant jobs in United States
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Qualis1 Inc. · 13 hours ago

Asset Management Audit Consultant

Qualis1 Inc. is seeking an Asset Management Audit Consultant to join their team. The role involves leading complex global audits in asset management and requires strong stakeholder management experience.

Responsibilities

8+ years of audit experience in asset management
3+ years focused on money market / prime funds
3+ years at Big 4, internal audit, or consulting (Senior/Manager level)
Proven experience leading complex global audits
Strong C-suite and senior stakeholder management experience
Technical Expertise in asset management operations (front/middle/back office)
Knowledge of money market regulations (SEC Rule 2a-7, MMF Reform)
Understanding of fund accounting, NAV calculations, pricing methodologies
Familiarity with risk frameworks (COSO, COBIT)
Experience with financial instruments: repos, commercial paper, CDs, treasuries
Proficiency in audit & analytics tools: ACL, IDEA, Tableau, TeamMate
Strong analytical and problem-solving skills
Excellent written and verbal communication
Advanced Excel and data analytics skills
Ability to manage multiple priorities in matrix organizations

Qualification

CPACIACISACFAAsset management operationsMoney market regulationsFund accountingRisk frameworksAudit & analytics toolsAdvanced ExcelAnalytical skillsManage prioritiesSQLPythonCommunicationProblem-solving skills

Required

Bachelor's degree in Accounting, Finance, or related field
CPA, CIA, CISA, or CFA (Required)
8+ years of audit experience in asset management
3+ years focused on money market / prime funds
3+ years at Big 4, internal audit, or consulting (Senior/Manager level)
Proven experience leading complex global audits
Strong C-suite and senior stakeholder management experience
Asset management operations (front/middle/back office)
Money market regulations (SEC Rule 2a-7, MMF Reform)
Fund accounting, NAV calculations, pricing methodologies
Risk frameworks (COSO, COBIT)
Financial instruments: repos, commercial paper, CDs, treasuries
Audit & analytics tools: ACL, IDEA, Tableau, TeamMate
Strong analytical and problem-solving skills
Excellent written and verbal communication
Advanced Excel and data analytics skills
Ability to manage multiple priorities in matrix organizations

Preferred

MBA or Master's in Accounting/Finance
10+ years total experience with 5+ years in asset management
Big 4 Asset Management practice background
Knowledge of UCITS and international MMF regulations
Experience with SQL, Python, or advanced analytics

Company

Qualis1 Inc.

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At Qualis1 Inc., our robust business model is strategically built upon serving diverse industry sectors, including Finance, Health Care, Education, State Government, and Manufacturing.

Funding

Current Stage
Growth Stage
Company data provided by crunchbase