Larson Maddox ยท 6 days ago
VP, Senior Corporate Paralegal- Leading Financial Services Institution
Larson Maddox is a leading financial services institution seeking an experienced Senior Corporate Paralegal to join their dynamic legal team. This role offers an opportunity to work on complex corporate governance matters and support a sophisticated investment platform.
Responsibilities
Manage and coordinate SEC filings , including Forms 10-K, 10-Q, 8-K, and Section 16 filings
Oversee board governance processes , including preparation of board and committee materials, resolutions, and minutes
Maintain and administer entity management for a diverse portfolio of funds and investment vehicles
Collaborate with internal stakeholders and external counsel to ensure compliance with regulatory requirements
Support corporate transactions, including formations, dissolutions, and reorganizations
Assist with special projects related to governance and regulatory initiatives
Qualification
Required
5-10 years of corporate paralegal experience in a financial services, asset management, or investment environment
Strong knowledge of SEC reporting requirements and corporate governance best practices
Experience with entity management and board governance for registered funds (preference is '34 Act or '40 Act)
Exceptional organizational skills and attention to detail
Ability to manage multiple priorities in a fast-paced environment
Bachelor's degree required
Preferred
Paralegal certification preferred
Benefits
Competitive compensation and benefits package.