Mission Staffing · 3 days ago
Compliance Consultant- Charles River
NYC Metro Area
Contract
Hybrid
Senior Level, Lead/Staff
$65/hr - $70/hr
10+ years expMission Staffing is representing a well-known Asset Management firm seeking a Compliance Consultant for a 3–4 month contract. The consultant will provide hands-on compliance coverage and work closely with internal stakeholders to support daily monitoring and regulatory requirements.
FinanceRecruitingStaffing Agency
Hiring Manager
Max Cohen
Responsibilities
Performing daily compliance monitoring using Charles River
Reviewing trades, positions, and portfolios to ensure adherence to investment guidelines and regulatory requirements
Investigating and escalating potential compliance breaches
Supporting compliance reporting and documentation for internal and external stakeholders
Partnering with portfolio management, trading, and operations teams as needed
Qualification
Required
10+ years of compliance experience within an asset management firm
Strong hands-on experience with Charles River (daily compliance monitoring)
Background supporting investment compliance for funds
Ability to step in quickly and provide immediate coverage
Strong attention to detail and communication skills
Company
Mission Staffing
Mission Staffing is a finance and recruiting company located in New York.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Jonathan Gelfand
Founder/CEO
Company data provided by crunchbase