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Capital One · 1 day ago

Principal Associate - Finance Risk Management

Richmond, VA

Full-time

Onsite

Senior Level, Lead/Staff

$131K/yr - $150K/yr

5+ years exp

Capital One is seeking a motivated professional for a Principal Analyst position within the Finance Risk Management (FRM) team. The role involves executing robust risk management programs and providing risk advisory support to various teams within Finance, ensuring effective communication and collaboration across the organization.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Support the Financial Planning and Analysis teams/processes as primary Risk Advisor, to include all associated risk management activities, analysis, effective challenge and advocacy, and facilitation of regular cadenced touchpoints with teammembers

Build and maintain strong relationships with and provide risk guidance to our Financial Analysis and Planning business partner teams in Finance and other partner teams

Collaborate with partner teams on issues and events investigation, root cause analysis and suggested remediation actions for teams/programs supported and provide guidance in remediating process breakdowns through problem solving and connecting the dots to engage proper stakeholders

Assist business partners in preparation for and facilitate the execution of internal audits and regulatory exams, consult on management responses to issues, monitor timeliness of remediation and closure, and influence communication and interaction model with auditors and examiners

Support the design and implementation of controls in order to adequately mitigate risks and/or address regulatory requirements

Support and facilitate Process Level Risk Assessments across business partner teams

Provide risk advisory support major projects and initiatives across various FP&A functions and horizontally across Finance

Partner closely with 1st line business teams (Controller’s organization, Corporate Planning) as well as 2nd line oversight (e.g. Enterprise Risk Management, Operational Risk Management and Corporate Compliance teams) to provide tailored risk support for various initiatives and projects

Support the Regulatory Change Management process cross-functionally for FP&A, ensuring proper socialization and careful consideration has been given to applicability and potential impacts

Collaborate with peer Risk Advisor providing risk advisory support to international FP&A functions

Facilitate collaboration and drive enhanced communication and socialization protocols with our SOX risk partners

Communicate effectively with and provide sufficient awareness and transparency to FP&A and FRM leadership on initiatives and BAU workstreams

Develop and maintain documentation to include procedures and presentation materials

Create and maintain formal process documents (e.g., procedures, diagrams/process flows, etc.)

Collaborate with broader horizontal FRM partner teams to provide risk analysis, insights and reporting metrics

Qualification

Financial Risk ManagementRegulatory ComplianceProject ManagementCertified Public AccountantChartered Financial AnalystFinancial Risk ManagerFinancial Planning & AnalysisAuditComplianceAnalytical SkillsGoogle SuiteTableauProcess Flow Chart SoftwareWorkivaOpenPagesCommunication SkillsProblem SolvingPresentation SkillsCollaborationDocumentation