Shulman Fleming & Partners ยท 4 weeks ago
Risk Assessment Project Manager
New York City, NY, United States
Full-time
Hybrid
Mid, Senior Level
$0/yr - $175K/yrShulman Fleming & Partners is seeking a Risk Assessment Project Manager to work in their KYC onboarding group. The role involves bridging business needs and IT solutions within the compliance field, analyzing requirements, and ensuring effective implementation of risk assessment processes.
Staffing & Recruiting
No H1B
Responsibilities
Developing and enhancing the risk assessment process including determining inherent risk, control effectiveness and calculating residual risk
Drive the implementation of technical capabilities in support of risk assessment process based on automated data sources, a controlled model execution environment and analytics
Work across all compliance domains to ensure consistent reporting and build new capabilities
Qualification
Required
strong background in IT compliance
business analysis experience
project management experience
deep knowledge of regulatory requirements
knowledge of brokerage industry standards
excellent analytical skills
excellent problem-solving skills
excellent communication skills
proficiency in compliance tech solutions
proficiency in regulatory reporting systems
proficiency in case management tools
required: SQL
required: Power BI
required: reporting mockup design tools
in-depth understanding of AML
in-depth understanding of sanctions screening
in-depth understanding of restricted data
in-depth understanding of employee trading monitoring
in-depth understanding of electronic communication surveillance
in-depth understanding of regulatory reporting standards
Preferred
programming languages knowledge
database management knowledge
Company
Shulman Fleming & Partners
SF&P is a recruitment firm specializing as a creative search resource for early stage and growing tech companies.
Founded in 2001
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Norm Shulman
CEO
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