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Nomura · 1 day ago

Internal Audit Technology - Associate

New York, NY

Full-time

Onsite

New Grad, Entry Level

$120K/yr - $150K/yr

Nomura is a global financial services group that connects markets East & West, serving various clients through its business divisions. The Associate role involves auditing Infrastructure, Information Security, and Cloud functions, while also supporting Internal Audit activities, risk assessments, and continuous monitoring.

BankingFinanceFinancial Services

Responsibilities

Assist in the scoping and execution of assurance work in regional and global audits

Assess risks and evaluate the strength and viability of control structures and procedures within Technology

Ensure all audit work is executed in accordance with Departmental Audit Methodology and documentation standards

Stay actively engaged in all phases of assigned audits, from audit planning through testing, completing workpapers, drafting and clearing audit issues with stakeholders, and monitoring own time against budgets and deadlines

Monitor issue remediation status monthly and verify that issues are remediated prior to closure

Develop and assist in the implementation of effective data analytics and automated testing to identity internal control weaknesses during Internal Audit reviews and continuous auditing

Remain current on any changes to Nomura’s risk profile through continuous monitoring the assigned area of responsibility and establishing close contact with Technology stakeholders. This includes assessing operational risk events and other key metrics and updating the audit risk assessments appropriately

Qualification

Technology Infrastructure AuditInformation Security AuditCloud AuditRisk AssessmentData AnalyticsIT Security KnowledgeProject ManagementMulti-tasking AbilityInfluencing SkillsDocumentation StandardsRegulationsCommunication SkillsInterpersonal SkillsTeam Collaboration

Required

Prior experience in the audit of functions within a large financial institution

A good understanding of key processes, risks and controls in a large financial institution, with a preference for knowledge and experience of Technology Infrastructure, Information Security and Cloud audits

Experienced in understanding, assessing and documenting relevant risks and controls preferable for Broker-Dealer or Financial Services

Experience in and ability to discuss risks and control issues effectively with senior auditees

Strong understanding of the use of technology, relevant risks, and control processes

Firm understanding of project management and systems development processes

Experience with applications and technology infrastructure typically employed to support an Investment Bank / Broker-Dealer

Strong knowledge of IT security, including both technical and business controls

Firm understanding of technology including Linux, Windows, Messaging Infrastructure, Collaboration Tools, Cloud Infrastructure, Remote Access Technologies and Networking products

Demonstrate ability to work across teams and multi-task

Confident manner and well-developed communication (both verbal and written), influencing, interpersonal and project management skills

Experience in assessing controls based on NIST, SANS, ISO2700 or other leading cyber security frameworks

Good understanding of US market structure, and the regulatory compliance environment, including SEC and CFTC regulatory requirements applicable to the global markets in the US

Preferred

Relevant certification or industry accreditation (CISA, CISSP, CISM, securities licenses, etc.) is a plus but not required

Benefits

Sign-on bonus

Restricted stock units

Discretionary awards

Full range of medical, financial, and/or other benefits

401(k) eligibility

Various paid time off benefits, such as vacation, sick time, and parental leave

Company

Nomura

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Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.

Founded in 1925