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KPMG US · 2 days ago

Senior Director, Conduct Compliance Programs Officer

New York, NY

Full-time

Onsite

Lead/Staff, Director/Executive

$180K/yr - $357K/yr

12+ years exp

KPMG is a leading provider of audit, tax, and advisory services, known for its inclusive culture and commitment to individual development. They are seeking a Senior Director, Conduct Compliance Programs Officer to lead compliance programs and oversee risk assessments related to conduct compliance topics.

Financial Services

No H1B

Responsibilities

Lead a team to further build and operate compliance programs for Antibribery and Anti-Corruption (ABAC), Insider Trading, Conflicts of Interest, and Antitrust (conduct compliance topics)

In collaboration with the Office of General Counsel (OGC), oversee risk assessments; monitor regulatory developments and emerging risks; maintain risk registers and escalate high-risk issues to leadership in relation to conduct compliance topics

Work with applicable process owners and stakeholders to develop, maintain, and update policies and procedures; implement internal controls to ensure compliance with relevant laws and regulations; and support business units in developing tailored controls for conduct compliance topics

Design and deliver training programs for employees and stakeholders on conduct compliance topics

Establish monitoring mechanisms for conduct compliance across the organization; perform periodic testing of controls and processes to validate effectiveness; prepare compliance dashboards and reports for senior leadership

Act with integrity, professionalism, and personal responsibility to uphold KPMG's respectful and courteous work environment

Qualification

Compliance programs managementRegulatory compliance experienceRisk management principlesCompliance technology solutionsData analyticsJuris DoctorAdvanced MastersInfluencing skillsProfessionalismCollaboration skillsIntegrity

Required

Minimum twelve years of recent experience in compliance, risk management, legal, or related fields, within a professional services or regulated industry is required

Juris Doctor or Advanced Masters degree, or certifications such as Certified Compliance & Ethics Professional (CCEP), with 10 or more years of regulatory compliance experience

Experience managing compliance programs in a complex, multi-stakeholder environment; experience with global compliance programs and cross-border regulatory issues

Familiarity with compliance technology solutions and data analytics

Deep knowledge of at least one and preferably two of the following compliance areas: ABAC, Conflicts of Interest, Insider Trading, Antitrust

Strong understanding of risk management principles and regulatory requirements

Ability to influence and collaborate across diverse teams and senior leadership

Must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. KPMG LLP will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa)