Vendor Risk Management Compliance Analyst jobs in United States
cer-icon
Apply on Employer Site
company-logo

Brown Brothers Harriman · 10 hours ago

Vendor Risk Management Compliance Analyst

Brown Brothers Harriman is a premier global financial services firm seeking a Vendor Risk Management Compliance Analyst to join their Core Compliance Team. In this role, you will ensure vendor relationships comply with regulatory requirements and BBH policies by conducting due diligence reviews, performing vendor risk assessments, and collaborating with internal and external stakeholders.

BankingFinancial ServicesSecurity

Responsibilities

Review all incoming Vendor Service Requests to ensure requests are sufficiently detailed to enable the Vendor Management Committee (VMC) to assess the engagement and assign an appropriate risk rating
Ensure all new engagements and ongoing monitoring requests undergo appropriate due diligence based on product/service risk profiles
Assist in conducting initial and ongoing vendor risk assessments
Monitor in-process requests to address any delays and/or issues
Respond to BBH personnel inquiries regarding request status and the requirements for successful completion of due diligence and/or outstanding requests
Review and disposition weekly OFAC/Sanctions & Negative News screening alerts
Assist in the preparation of materials for the weekly VMC meeting as well as other communications to BBH risk management committees, as applicable
Assist in the implementation of enhancements to the Firm’s VRM system, including testing, training and communication to relevant stakeholders
Assist in the updating of policies and procedures related to the Program
Support the Head of VRM in the ongoing development and enhancement of the Program
Support internal/external audits and regulatory exam preparation related to reviews of the VRM Program

Qualification

Compliance experienceRisk management experienceVendor Risk Management systemsFinancial services experienceAnalytical capabilitiesMicrosoft Office SuiteCertified Third Party Risk ProfessionalCommunication skillsInterpersonal skillsOrganizational skillsTime management

Required

Bachelor's degree required
2+ years of compliance, risk management or audit experience
Motivated self-starter with the ability to multi-task in a fast-paced environment
Exceptional time management, planning, and organizational skills
Strong analytical capabilities and written and oral communication skills; attention to detail is a must
Excellent interpersonal skills with proven experience in relationship building and partnering; must work well in both team and individual settings
Proficient in Microsoft Office Suite

Preferred

Financial services industry experience a plus
Experience with GRC or Vendor Risk Management systems a plus
Certified Third Party Risk Professional is preferred but not required

Benefits

Base salary
Discretionary bonuses
Profit-sharing
Long-term savings
Healthcare
Income protection
Professional development opportunities
Time off

Company

Brown Brothers Harriman

company-logo
Brown Brothers Harriman is an American partnership bank that offers a range of international investment and banking services.

Funding

Current Stage
Late Stage

Leadership Team

leader-logo
Dana Pasricha
Managing Director/ Head of Reference Data, Shared and Tax services at Brown Brothers Harriman
linkedin
leader-logo
Douglas Maine
Senior Advisor
linkedin
Company data provided by crunchbase