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Deutsche Bank · 1 day ago

Principal Auditor – Quality Assurance – Assistant Vice President

Jacksonville, FL

Full-time

Hybrid

Mid, Senior Level

$78K/yr - $112K/yr

Deutsche Bank is a global financial services company seeking a Principal Auditor for their Quality Assurance team. The role involves conducting quality reviews of finding validations, ensuring compliance with internal audit standards, and maintaining effective communication with stakeholders.

BankingFinanceFinancial Services

Responsibilities

Complete quality reviews of finding validations performed by GA, with a primary focus on US related topics; responsibilities will include reviewing validations for which review work should be delivered on time, on quality, and on budget

Completion of assigned work within agreed timeframes, as well as coordination and timely escalation when necessary

Keep abreast of regulatory and audit related developments in the industry and ensure effective communication to enhance regulatory knowledge throughout the wider team

Communicate openly with stakeholders in the various locations

Proactively build and maintain professional working relationships with colleagues, other parts of the business and respective support areas

At times, you may support on other core QA products, such as file and thematic reviews

Qualification

Investment banking audit experienceRegulatory knowledgeAnalytical skillsBachelor's degree in AccountingProfessional certification CPAProfessional certification CIAProfessional certification etc.Project coordinationRelationship buildingVerbal communicationWritten communication

Required

Experience auditing within an investment bank, ideal if experience is in IB/CB audit teams, in remediation activities or QA

Bachelor's degree in Accounting, Finance or related discipline; advanced degree (e.g., Masters, Juris Doctor) and professional certification (e.g., CPA, CIA, CFA, FRM, CFE, etc.) preferred

Experience of working in an audit function within the financial services industry, with experience of leading finding validations within a fast-paced business environment a bonus

Good knowledge of (US) regulatory requirements, and a thorough understanding of the risk and control environment within the financial services industry

Strong analytical skills and structured thinking with the ability to clearly describe control weaknesses and associated risks; flexible, proactive and innovative attitude with very strong organizational skills to meet agreed objectives such as timely and efficient completion of audit projects within agreed budget