LPL Financial · 1 day ago
Associate Financial Advisor II
Farmington CT - Field Mgmt
Full-time
Onsite
Mid, Senior Level
5+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success while helping clients pursue their financial goals. The Associate Financial Advisor will support senior financial advisors in providing comprehensive financial planning and investment management services, contributing to the growth and retention of the practice.
FinanceFinancial Services
Responsibilities
Assist senior financial advisors in developing and implementing and delivering financial plans and investment strategies to clients
Meet with prospective clients in to understand their financial goals and assess needs in an effort to establish rapport
Conduct regular performance reviews of client portfolios, discussing performance, rebalancing needs, and market conditions
Maintain accurate and up-to-date client records within the CRM system
Respond to client inquiries and provide exceptional service, escalating complex issues to senior advisors when necessary
Stay informed on market trends, financial products, and industry regulations
Collaborate with internal teams to ensure seamless client service delivery
Assist in business development activities, including prospecting, marketing, and client seminar preparation
Participate in client educational events, workshops and client appreciation events
Take active lead of marketing efforts by partnering with LPL marketing team
Qualification
Required
FINRA Series 7 and Series 66 (or Series 63 and 65) licenses
5+ years of experience in the financial services industry, preferably in a client-facing or support role
Bachelor's degree
Strong understanding of financial planning principles, investment products, and retirement solutions
Excellent communication (written and verbal) and interpersonal skills
Highly organized with strong attention to detail and ability to manage multiple priorities
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and CRM software
Demonstrated ability to work independently and collaboratively in a fast-paced environment
Client-centric mindset with a commitment to delivering outstanding service
Preferred
Life, Accident & Health insurance licenses preferred
CFP preferred but not required
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Chief Executive Officer
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-09
2026-01-09
GlobeNewswire
2026-01-09
Company data provided by crunchbase