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Wells Fargo · 2 days ago

Institutional Investment Operations Associate

Charlotte, NC

Full-time

Hybrid

New Grad, Entry Level

0+ years exp

Wells Fargo is seeking an Institutional Investment Operations Associate within their Client Data and Onboarding team as part of the Corporate Investment Banking Operations division. This role involves ensuring high standards of client service, managing client onboarding processes, and complying with internal and external regulations while maintaining operational risk standards.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Deliver high standards of client service while ensuring all internal risk and external compliance standards and requirements are fully met

Gather evidence of customer profile via documentary or non-documentary means utilizing both in-house and external sources

Initiate client onboarding processes by entering data into client onboarding system and sharing documents with internal teams such as Regulatory Due Diligence, Client Due Diligence, Client Maintenance, Legal and Compliance

Track progress and provide status of onboarding requests to the request initiator

Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the product/business supported

Maintain all WF internal control standards, implement new controls and address any internal or external audit points raised

Understand operations risk scenarios associated with the role and adhere to all policies

Qualification

Institutional Investment OperationsRegulatory compliance knowledgeAccount managementData analysisBSA/AML experienceBrokerage operationsFinancial industry experienceOperations experienceProcess improvementCustomer serviceRisk compliance

Required

6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, or education