Associate, Compliance jobs in United States
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General Atlantic · 1 day ago

Associate, Compliance

General Atlantic is a leading global investor with a focus on providing capital and strategic support for innovative businesses. They are seeking a motivated Compliance Associate to support the firm’s global compliance program, focusing on reviewing marketing materials, managing compliance matters, and assisting with compliance training and onboarding.

FinanceFinancial ServicesVenture Capital
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Comp. & Benefits

Responsibilities

Support the firm’s global regulatory compliance framework
Review and approve marketing and investor relations materials in line with applicable regulatory requirements and internal policies
Monitor and manage cross-border compliance matters related to investor outreach
Oversee political contribution and state lobbying compliance requirements
Draft, update, and maintain compliance policies and procedures
Prepare and support delivery of compliance training materials and track training completion
Assist with onboarding new employees and ensuring completion of compliance-related requirements
Oversee anti-money laundering responsibilities for certain investment products
Support testing, monitoring, and ongoing enhancement of the compliance program

Qualification

Compliance experienceMarketing material reviewRegulatory compliance knowledgeAnti-money laundering oversightOrganizational skillsMicrosoft Office proficiencyJudgmentDiscretionManage prioritiesAICollaborationCommunication skillsAttention to detail

Required

Bachelor's degree required
3-5 years of prior work experience in compliance, financial services, or as a paralegal in a law firm
Experience reviewing marketing materials for a registered investment advisory firm or registered broker-dealer
Strong judgment and discretion when handling confidential and sensitive information
Excellent organizational skills with strong attention to detail
Ability to manage multiple priorities and deadlines in a dynamic environment
Clear and effective written and verbal communication skills
Collaborative mindset and ability to work well with colleagues at all levels
Proficiency in Microsoft Outlook, Microsoft Excel, Microsoft Word, and Microsoft PowerPoint

Preferred

Experience with AI preferred

Benefits

Comprehensive health, dental, and vision insurance plans
Retirement savings plan with employer matching
Professional development opportunities and ongoing training
Collaborative and inclusive work culture with opportunities for advancement
Medical insurance
Retirement savings contributions
Mental and physical health resources

Company

General Atlantic

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General Atlantic is a private equity firm that provides capital and strategic support for growth companies.

Funding

Current Stage
Late Stage

Leadership Team

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William E. Ford
Chairman & Chief Executive Officer
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Michael Gosk
Managing Director, Chief Financial Officer
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Company data provided by crunchbase