Associate General Counsel, Commercial & Fund Secondaries jobs in United States
cer-icon
Apply on Employer Site
company-logo

Nasdaq · 2 days ago

Associate General Counsel, Commercial & Fund Secondaries

Nasdaq is seeking a Commercial & Nasdaq Fund Secondaries Counsel to join their legal team. In this role, you will negotiate complex commercial agreements and provide strategic legal counsel to support Nasdaq's global fund secondaries and Corporate Solutions business.

FinanceFinancial ServicesStock ExchangesTrading Platform
check
Culture & Values
check
H1B Sponsor Likelynote

Responsibilities

Draft and negotiate complex commercial agreements, including technology contracts and fund-related transactions
Partner with business leaders across regions to structure transactions, manage legal risk, and support product innovation
Collaborate with compliance, product, and commercial teams to deliver integrated legal solutions
Advise internal stakeholders on broker-dealer regulatory requirements and compliance matters
Provide strategic guidance on securities law matters impacting Nasdaq's fund secondaries platform and commercial operations

Qualification

JD degreeNegotiating complex agreementsBroker-dealer regulationSecurities lawInvestment funds knowledgeClear communicationCollaborative skillsExperience in fast-paced environments

Required

JD degree from a top-tier law school and active bar membership
At least 7 years of experience at a major law firm; additional in-house experience is a plus
Proven ability to negotiate and close complex transactional agreements, including technology contracts
Strong knowledge of broker-dealer regulation, compliance frameworks, and securities law
Clear communicator with experience in collaborative, fast-paced, global environments

Preferred

Experience with the Investment Company Act of 1940 and the Investment Advisers Act of 1940
Familiarity with investment funds and asset management regulatory frameworks
Prior work with fintech, capital markets, or fund secondaries platforms

Benefits

401(k) program with 6% employer match
Employee Stock Purchase Program with 15% discount
Student loan repayment program up to $10k
Company paid life and disability plans
Generous paid time off
Comprehensive medical, dental and vision coverage
Health spending account with employer contribution
Paid flex days to support mental wellbeing
Gym membership discounts
Hybrid home/office schedule (for most positions)
Paid parental leave
Fertility benefits
Paid bereavement leave
Company gift matching program
Employee resource groups
Paid volunteer days
Education Assistance Program
Robust job skills training
Professional development opportunities

Company

Nasdaq is a global provider of trading, clearing, exchange technology, listing, information, and public company services.

H1B Sponsorship

Nasdaq has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (21)
2024 (9)
2023 (7)
2022 (15)
2021 (19)
2020 (13)

Funding

Current Stage
Public Company
Total Funding
$9.52B
Key Investors
Matzliach Capital
2024-07-29Post Ipo Secondary· $2.72B
2024-03-19Post Ipo Secondary· $1.8B
2023-06-22Post Ipo Debt· $5B

Leadership Team

leader-logo
Adena Friedman
Chair and Chief Executive Officer
linkedin
leader-logo
Bradley Peterson
EVP & CIO/CTO
linkedin
Company data provided by crunchbase