Employvision Inc. · 1 day ago
Vice President, Lead Auditor – Regulatory Compliance (Institutional / Investment Banking)
New York, NY
Full-time
Onsite
Senior Level
6+ years expEmployvision Inc. is seeking a hands-on Lead Auditor focused on regulatory and compliance audits. The role involves leading audits end-to-end and executing testing while engaging with stakeholders in the investment banking sector.
ConsultingDeliveryHuman ResourcesInformation TechnologyLegal
Responsibilities
Leads audits end-to-end (planning → fieldwork → reporting)
Is deep in regulatory & compliance audits, especially investment banking / broker-dealer
Still executes testing themselves, not just manages people
Can challenge controls, think critically, and engage stakeholders
Is comfortable being an Auditor-in-Charge
Qualification
Required
Leads audits end-to-end (planning → fieldwork → reporting)
Is deep in regulatory & compliance audits, especially investment banking / broker-dealer
Still executes testing themselves, not just manages people
Can challenge controls, think critically, and engage stakeholders
Is comfortable being an Auditor-in-Charge
6–10 years internal audit experience
Strong regulatory compliance audit experience
Investment banking / broker-dealer exposure
Alphabet regs helpful (Reg D, O, W)
Someone who can 'think outside the box' and challenge processes
Preferred
Internal Audit at: Investment banks / Broker-dealers / Large financial institutions
Company
Employvision Inc.
Employvision is a talent acquisition and management solutions company delivering services that enable its clients to win in the changing work environment.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Monali Geria
Co-Founder and Business Partner
Arav Geria
Strategic Alliances and Partnerships Associate
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