Audit Manager II (US), Financial Crimes jobs in United States
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TD · 3 days ago

Audit Manager II (US), Financial Crimes

positionMount Laurel, NJ
timeFull-time
remoteOnsite
senioritySenior Level
money$92K/yr - $149K/yr
date7+ years exp

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. The Audit Manager is accountable for overseeing the planning and execution of audits covering discrete business units or functional corporate areas, while also managing the Audit team performing the audits.

BankingFinanceFinancial ServicesWealth Management
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H1B Sponsor Likelynote

Responsibilities

Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets
Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line
Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met
Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit
Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise
Acts as primary contact with management regarding audit scope, findings and status

Qualification

Financial Crimes Risk AssessmentKYC expertiseRegulatory mappingAudit planningExcelPower BICAMSCFECFCSCRCMCIACPACABSAOFACFATFCoaching skillsTeam leadershipCommunication skills

Required

Undergraduate degree required
7+ years of relevant experience

Preferred

Competence in tools such as Excel, Power BI etc
Certifications: CAMS, CFE, CFCS, CRCM, CIA, CPA, CA
Understanding of laws such as BSA, OFAC, FATF
Ability to assess mapping of regulatory requirements to internal controls
Financial Crimes Risk Assessment
Assess audits over KYC/Customer due diligence expertise

Benefits

Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition

Company

TD

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The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
dateFounded in 1852
location
Wilmington, Delaware, USA
people-size10001+ employees
web-link
https://www.td.com

H1B Sponsorship

TD has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)

Funding

Current Stage
Late Stage
Total Funding
$65M
Key Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M

Leadership Team

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Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
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F
Foster Glenn
SVP, Chief Information Security Officer
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Recent News

Winnipeg Free Press
Former TD Bank employee pleads guilty to money laundering facilitation
2026-01-09
MarketScreener
Tanger Closes $550 Million of Unsecured Term Loan Facilities
2026-01-06
PYMNTS.com
Money Laundering and Sanction Fines Fall 61% Amid US Deregulation
2026-01-03
Company data provided by crunchbase