Partnership Employment · 17 hours ago
Head of Control Room
NYC Metro Area
Full-time
Onsite
Director/ExecutivePartnership Employment is seeking a Head of Control Room to oversee the Firm's information barrier program. The role involves managing compliance with trading activities, maintaining watch lists, and advising on disclosure requirements related to investment banking transactions.
ConsultingHuman ResourcesStaffing Agency
Hiring Manager
Steven Cebel
Responsibilities
Oversee the Firm’s information barrier program
Maintenance of the Firm’s Watch (Grey) and Restricted lists
Review and approve all wall-crossing requests and maintain recordkeeping
Conduct in-depth analysis and research to determine potential conflicts related to investment banking transactions
Manage the flow of MNPI between the relevant departments (investment banking, research and sales & trading)
Advise the Research Services team, of any disclosure requirements related to investment banking transactions and Research covered companies
Monitor employee and firm trading activities related to grey and restricted list
Update and maintain policies and procedures governing the control room and information barrier operations
Qualification
Required
Oversee the Firm's information barrier program
Maintenance of the Firm's Watch (Grey) and Restricted lists
Review and approve all wall-crossing requests and maintain recordkeeping
Conduct in-depth analysis and research to determine potential conflicts related to investment banking transactions
Manage the flow of MNPI between the relevant departments (investment banking, research and sales & trading)
Advise the Research Services team, of any disclosure requirements related to investment banking transactions and Research covered companies
Monitor employee and firm trading activities related to grey and restricted list
Update and maintain policies and procedures governing the control room and information barrier operations
Company
Partnership Employment
Partnership Employment is a staffing and recruiting company offering staffing and executive search services.
Founded in 2002
11-50 employees
Funding
Current Stage
Early StageLeadership Team
David Lutz
Managing Partner
Joseph Kelly
Managing Partner
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