Atlantic Union Bank · 3 weeks ago
Registered Client Assistant III--Wealth Management (Burlington/Raleigh or Danville)
Raleigh, North Carolina, United States
Full-time
Onsite
Senior Level
$23.65/hr - $35.48/hr
5+ years expAtlantic Union Bank is a financial institution seeking a Registered Client Assistant III in Wealth Management. This role is responsible for acting as a liaison between clients and Financial Advisors, ensuring outstanding client experience and maintaining client files and records.
BankingFinancial ServicesWealth Management
Responsibilities
Assists Financial Advisors
Ensure that each customer receives outstanding client experience
Maintain and service client needs for both brokerage and direct accounts
Communicate with teammates inside and others outside the corporation to exchange information and/or provide customer service
Establish, maintain and update department files and/or client files and records
Compile data and perform moderate mathematical calculations such as preparing reports and correspondence as needed
Adhere to all company policies, procedures and practices, as well as applicable laws and regulations governing bank, Atlantic Union Financial Consultants and products offered
Mentors Client Assistant I &II positions
Other duties as assigned, including tasks that support essential functions; and may be changed or redesigned
Qualification
Required
High School diploma; or equivalent; higher education degree preferred
Minimum of 5-7 years of experience in financial services industry
2+ years as a Registered Client Assistant (required)
FINRA registrations to include SIE, Series 7 or 6 and 63 (required)
Virginia life insurance and annuities licenses (required)
Ability to multi-task and establish priorities
Excellent customer service skills
Proficient computer skills relevant to Microsoft Office Suites and on-line systems
Advanced math and analytical skills
Excellent written, oral, interpersonal, and negotiating skills with ability to provide information and courteous responses to requests from clients, teammates and others
Working knowledge of standard office equipment (phone, copier, fax, and printer/scanner) and general office procedures
Ability to work with minimum supervision
Benefits
Incentive compensation plan for the position
Discretionary profit sharing bonus program
Comprehensive benefits package
Company
Atlantic Union Bank
Atlantic Union Bank is a financial company that provides wealth management, private banking, and advisory products and services.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
$402.5M2024-10-21Post Ipo Equity· $402.5M
1993-10-08IPO
Leadership Team
Jule Kreyling
President and CEO
Jon Bridges
SVP, Mortgage Chief Operating Officer
Recent News
2026-01-22
2026-01-13
Company data provided by crunchbase