Acumen Strategy · 1 day ago
Advisor – Standards & Ethics (Compliance and Wealth Management Education) | Remote
United States
Full-time
Remote
Senior LevelAcumen Strategy is building a next-generation institution focused on compliance and wealth management education. They are seeking highly respected former regulators and senior compliance leaders to serve in an advisory capacity on their Standards & Ethics function.
Financial Services
Responsibilities
Provide guidance on ethical standards, governance, and regulatory alignment
Advise on curriculum integrity and accreditation readiness
Help ensure programs reflect real regulatory expectations, not theory
Offer strategic input as the institution establishes itself as a trusted industry authority
Serve as a visible signal of credibility and seriousness (public or discreet, as preferred)
Qualification
Required
Retired or former regulators (SEC, FINRA, state regulators, or equivalent)
Former Chief Compliance Officers with deep experience in wealth management or RIAs
Leaders without active commercial conflicts, consulting sales mandates, or distribution agendas
Individuals motivated by industry stewardship, credibility, and legacy
Sound judgment and independence
Deep understanding of compliance, supervision, and fiduciary standards
Reputation for integrity and professionalism
Willingness to contribute perspective, not day-to-day execution
Company
Acumen Strategy
Acumen Strategy is a consulting and growth enablement partner built exclusively for wealth managers, RIAs, and advisory firms.
11-50 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase