Modern Woodmen of America · 1 month ago
Mutual Funds & Registered Annuities Principal Trainee
Rock Island, Illinois, United States
Full-time
Hybrid
New Grad, Entry Level
$23.75/hr - $23.75/hrModern Woodmen of America is one of the nation’s largest fraternal benefit societies, and they are seeking a Mutual Funds and Registered Annuities Principal Trainee. The role involves reviewing Series 6 applications, ensuring compliance with regulatory standards, and providing support and training to Registered Representatives and members.
FinanceFinancial ServicesLife Insurance
Responsibilities
Process Principal Series 6 applications (mutual fund and registered annuities) daily and follow up on all pending applications that require further paperwork and/or documentation updating computer systems and records as required
Provide support for representatives and members including taking calls, mailing/faxing forms, researching questions/concerns
Assist Registered Representatives, members, and clients with questions concerning suitability, regulatory processes, and procedures
Assist in developing, maintaining, and updating MWAFS Operations Section Procedures
Qualification
Required
Bachelor's degree
Ability to pass FINRA Series SIE, 6 and 26 within 180 days of hire, and 51 within one year of hire
Clean securities background
Strong communication, analytical, organizational, and collaboration abilities
Detail-oriented, adaptable, and able to work across all U.S. jurisdictions
Proficiency in Microsoft Office, Teams, and Zoom
Preferred
Experience with investment products
Benefits
Company-paid retirement plan
Matching 401(k) plan
Employee Impact Bonus
Medical, Dental and Prescription Drug Insurance. We pay 100% of employees’ health insurance premiums and 50% of employee dependents’ premiums.
Group term life insurance.
Long-term and short-term disability.
Voluntary benefits: vision, flexible savings accounts (FSA), accident insurance
Company
Modern Woodmen of America
Modern Woodmen of America is a fraternal financial services organization.
Founded in 1883
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Jerry Lyphout
President and Chief Executive Officer
Todd Swanson
Chief Financial Officer
Recent News
Quad City Business Journal
2022-04-27
Company data provided by crunchbase