Surveillance Data Analyst jobs in United States
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StoneX Group Inc. · 1 day ago

Surveillance Data Analyst

StoneX Group Inc. is a Fortune 100 provider that connects clients to global markets, offering a range of innovative products and services. They are seeking a Surveillance Data Analyst to collect, transform, and analyze trade-related data to support surveillance, compliance, and audits while identifying regulatory risks and optimizing processes for scalability.

FinanceFinancial ServicesIntellectual Property
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H1B Sponsor Likelynote

Responsibilities

Drive innovation in working closely with TDS and cross-functional teams to align priorities, gather requirements, and deliver data-driven solutions that support departmental and Firm-wide goals
Collect, analyze, and prepare trade-related data from multiple systems to research exceptions, support reviews, and respond to inquiries or audits
Become proficient in surveillance, trading, and reporting systems, as well as other company-supported tools, to analyze workflows and identify opportunities to improve
Build an understanding of the Firm’s regulatory requirements to strengthen the TDS program and help cross-functional teams in preparing and reviewing large data sets
Develop and maintain scalable, data-driven workflow automations to deliver timely and actionable insights; troubleshoot and optimize to increase accuracy and minimize manual effort
Use SQL to create and execute database queries and assist in building new databases
Create and maintain clear procedural documentation and a knowledge base of solutions, utilizing Jira to support production development, issue resolution, and business continuity
Perform routine testing and reconciliation of regulatory reporting data in conjunction with TDS, Trading, Compliance, and external vendors
Train and support interns and team members on data analysis and automated workflows
Assist TDS across asset classes and multiple systems by investigating exceptions and escalating issues when necessary
Apply technical and analytical skills to solve problems and execute ad hoc tasks
Duties and responsibilities may be expanded or adjusted as needed to meet management directives and organizational requirements
This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary

Qualification

SQLPythonData analysisExcelPower BIFinancial markets knowledgeTroubleshooting skillsCommunication skillsOrganizational skillsAdaptabilityTeamwork

Required

1-3 years demonstrated proficiency in Excel, SQL, Python (or similar programming language), including experience with data processing, visualization, and analysis to support decision making
Understanding of server-based systems and JSON/CSV data structures
Skilled in executing queries to extract and analyze from large, complex datasets
Proficient in Microsoft suite including SQL Server, Excel, Power BI, Teams, Outlook
Self-starter with ownership mentality, creativity, and strong troubleshooting skills to resolve complex/nuanced issues and deliver results
Detail-oriented with strong organizational and time management skills; adaptable to change and capable of managing multiple priorities
Excellent communication skills, with ability to address both technical and non-technical audiences
Bachelor's degree and/or equivalent experience in finance, computer science, or related fields
SIE exam, or willingness to take the exam within the first 6 months of employment

Preferred

Knowledge of financial markets, trading, surveillance, compliance, or FINRA/SEC regulation
Understanding of FINRA CAT and other trading related data (FIX, TRACE, RTRS, TRF/ORF)
Experience with trading-related systems (S3, OneTick, Fidessa, TRAFiX, FIS, etc.)
Experience with scripting or automation tools like VBA, Visual Studio Code, Jupyter-Notebook, JAMS, PowerShell, UiPath, or Git
Experience with project development apps like Confluence & Jira
Knowledge of managed secure file transfer (SFTP) processes
Familiarity with AI/LLM applications for analysis and automation

Benefits

Full range of medical, financial, and/or other benefits

Company

StoneX Group Inc.

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Connection isn't just something we provide—it's who we are. StoneX Group Inc.

H1B Sponsorship

StoneX Group Inc. has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (18)
2024 (14)
2023 (27)
2022 (15)
2021 (19)
2020 (4)

Funding

Current Stage
Public Company
Total Funding
$1.18B
2025-06-23Post Ipo Debt· $625M
2024-02-15Post Ipo Debt· $550M
2003-01-10IPO

Leadership Team

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Glenn Stevens
CEO
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Sean O'Connor
Chief Executive Officer
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Company data provided by crunchbase