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Signature Estate & Investment Advisors, LLC · 5 months ago

Associate Advisor/ Wealth Planner

Houston, TX, US

Full-time

Onsite

Entry Level

1+ years exp

Signature Estate & Investment Advisors, LLC is seeking an Associate Advisor/ Wealth Planner to work directly with clients on financial, estate, and retirement planning. The role involves overseeing client planning, conducting investment reviews, and maintaining client management data as part of an advisory team.

AdviceConsultingReal EstateRetirementWealth Management

Responsibilities

Oversees client planning, implementation, and service details

Conducts investment reviews

Responds to service issues

Maintains client and practice management data

Independently serves and grows existing investment clients

Qualification

FINRA Series 7FINRA Series 66Certified Financial PlanningSpreadsheet Software (Excel)CRM SoftwareE-Money familiarityTax background

Required

Bachelor's Degree (BA) from four-year college or university, or one to two years of related experience and/or training, or equivalent combination of education and experience

Certificates, licenses, and registrations required: FINRA licenses Series 7 and 66, and enrolled in study courses for the Certified Financial Planning (CFP)

Computer skills required: Spreadsheet Software (Excel); Word Processing Software (Word); Electronic Mail Software (Outlook); Presentation software (PowerPoint); and CRM software

Preferred

Familiarity with E-Money or similar preferred

Some tax background a plus

Company

Signature Estate & Investment Advisors, LLC

Signature Estate & Investment Advisors, LLC® (SEIA) is a Registered Investment Advisory firm offering investment management and financial planning services tailored to the unique needs of affluent individuals, institutions and corporations.

Founded in 1997

Los Angeles, California, USA

201-500 employees