LPL Financial · 3 weeks ago
Client Service Associate - Steamboat Springs, CO
Steamboat Springs CO - Field Mgmt
Full-time
Onsite
Entry, Mid Level
$22.82/hr - $38.04/hr
2+ years expLPL Financial is a leading independent broker-dealer empowering professionals to help clients achieve their financial goals. The Client Service Associate will provide administrative and operational support, enhance client relationships, and ensure compliance with industry regulations.
FinanceFinancial Services
Responsibilities
Serve as the primary point of contact for clients, addressing inquiries, resolving issues, and educating them on firm services and solutions
Assist with account-related requests, including transactions, maintenance, and online access, while ensuring compliance with regulatory standards
Manage client onboarding by collecting documentation, assessing risk profiles, and maintaining accurate records
Prepare reports and meeting materials, monitor account alerts, and support audits and regulatory reviews
Collaborate with financial advisors on business plans, marketing initiatives, and client engagement strategies
Perform administrative tasks such as scheduling, travel arrangements, and expense reporting, and actively participate in training and firm initiatives to stay current on policies and platforms
Qualification
Required
2+ years of financial industry experience, preferably in wealth management
2+ years of experience in client service industry
Preferred
Series 7 License
Financial Planning Background: Familiarity with planning concepts and tools to assist with annual updates, account monitoring, and client reviews
Experience in Wealth Management or Advisory Support: Ability to manage account paperwork, ACATs, wires, and client onboarding
CRM and Technology Proficiency: Comfortable maintaining client data, scheduling meetings, and resolving online access issues
Strong Organizational Skills: Capable of handling multiple responsibilities such as preparing agendas, coordinating client gifts, and managing compliance follow-ups
Excellent Communication Skills: Professional interaction with clients for reminders, requests, and service needs
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-12
Investment News
2026-01-11
2026-01-09
Company data provided by crunchbase