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Capital One · 10 hours ago

AML Sr. Investigator III

Chicago, IL

Full-time

Onsite

Senior Level, Lead/Staff

$107K/yr - $122K/yr

4+ years exp

Capital One is a financial services company, and they are seeking an AML Sr. Investigator III to supervise various AML processes, including suspicious activity investigations and managing the workflow of the AML team. The role involves coaching team members, conducting AML processes, and ensuring compliance with regulations.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Operational Management; supervise daily workflow, operational queues, and metrics

Manage, develop, train, and lead a team of investigators and supervisors

Write and deliver performance reviews, including development action plans

Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews

Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations

Report (verbally and written) potential findings to management in a timely manner

Conduct, review, and evaluate findings using AML/KYC/CIP knowledge

Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations

Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills

Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis

Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas

Qualification

Anti-Money Laundering (AML)People ManagementProcess ManagementCertified Anti-Money Laundering Specialist (CAMS)Analytical WritingCommunication SkillsOrganizational SkillsTime Management