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Capital One · 5 hours ago

Sr Manager, AML Risk Assessment

Chicago, IL

Full-time

Onsite

Senior Level

$155K/yr - $177K/yr

5+ years exp

Capital One is a leading financial services company, and they are seeking a Senior Manager for their Anti-Money Laundering Risk Assessment team. The role involves leading a team of risk assessors to execute enterprise-wide money laundering and sanctions risk assessments while collaborating with various stakeholders to drive quality and consistency in risk analysis.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Manage and develop a team of risk assessors

Lead the execution of the enterprise Money Laundering and Sanctions risk assessment

Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework

Collaborate effectively across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc. to achieve objectives

Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization

Write and revise documents such as policies, standards, procedures, and guidelines. Develop and enhance processes, tools, templates, and job aides. Write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods

Partner with oversight groups to advance Capital One’s risk assessments

Interface with regulators and audit partners, representing the AML Risk Assessment function

Engage in new projects and ad-hoc leadership activities, as requested by senior leadership

Qualification

Risk managementCompliance experiencePeople managementProject managementGoogle SuitesData analyticsCommunication skillsLeadership skills

Required

Bachelor's Degree or Military experience

At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination

At least 5 years of project management experience

At least 5 years of people management experience

At least 3 years of experience with Google Suites