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Wells Fargo · 6 hours ago

Registered Client Associate

McLean, VA

Full-time

Onsite

Entry, Mid Level

2+ years exp

Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. The role involves assisting Financial Advisors with client service, account management, and various administrative tasks to support client relationships and compliance requirements.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Assist Financial Advisor(s) with sales, service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence

Facilitate Financial Advisor and client requests for account related information and/or quotes, scheduling and preparing for appointments with new or prospective clients

Establish and service client accounts, prepare forms, research account inquiries and/or issues

May also perform various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships

When applicable, acts as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review

Qualification

FINRA Series 7FINRA Series 63Brokerage experienceMicrosoft OfficeClient service focus

Required

2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration