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Stride Bank, N.A. · 11 hours ago

Financial Crimes Quality Assurance Supervisor

Tulsa, OK

Full-time

Onsite

Senior Level

5+ years exp

Stride Bank, N.A. is seeking a Financial Crimes Quality Assurance Supervisor to oversee the BSA and Fraud Quality Assurance and Testing Program. This role involves performing quality assurance reviews, developing policies and procedures, and ensuring compliance with financial crimes regulations.

BankingFinancial ServicesPayments

Responsibilities

Performs quality assurance reviews and monitoring of Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering, Fraud Prevention, OFAC, Customer Identification Program, and Customer Due Diligence compliance for the Bank and its third-party partners, as applicable

Develops and maintains BSA and Fraud Quality Assurance and Testing policies, procedures, and related program documentation

Develops and administers the BSA and Fraud Quality Assurance and Testing Framework in order to evaluate the adequacy, effectiveness, and efficiency of internal controls, as well as compliance with the Bank’s policies and procedures. This includes developing test scripts and supporting materials, performing quality assurance and testing reviews, the preparing of testing results, metrics and reports, the tracking and remediation of identified issues, and updating test scripts to remain current with changes in regulations, policies, and procedures

Develops and updates, on at least an annual basis, the BSA and Fraud Quality Assurance and Testing Annual Plan

Gathers data for reviews through a variety of methods including data queries, financial research, interviews and downloads

Executes quality assurance and testing reviews on the BSA and Fraud programs within scope of the annual plan, as well as hoc reviews, as necessary or dictated by exam, audit, and/or risk assessment findings

Documents relevant information to support the conclusions and recommendations for each quality assurance and testing review completed in accordance with the BSA and Fraud Quality Assurance and Testing Plan

Gathers and summarizes testing results, including root cause analysis, to make recommendations for the remediation of identified issues, including training and procedure/program enhancements, as needed

Facilitates discussion with the management and operating personnel of both the Bank and its third-party partners to verify and obtain explanations of identified issues

Tracks identified issues and remediation efforts in accordance with the Bank’s Issues Management policies and procedures

Applies in-depth knowledge and experience to ensure testing activities and workpapers adhere to standards and quality expectations

Works with BSA and Fraud Operations functions to support quality assurance reviews that benefit the BSA and Fraud programs

Performs other duties as assigned by the Director, Financial Crimes Investigative Unit or the Chief Risk Officer

Qualification

BSA/AML complianceFraud preventionQuality assuranceData analysisRegulatory knowledgeEthics commitmentBanking industry knowledgeCritical thinkingWritten communicationOral communication