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Nomura · 3 hours ago

Financial Crimes Vice President

New York, NY

Full-time

Onsite

Mid, Senior Level

$145K/yr - $175K/yr

5+ years exp

Nomura is a global financial services group that connects markets East & West, providing services to individuals, institutions, corporates, and governments. The Financial Crimes Vice President will be part of the Americas financial crime compliance team, primarily covering the Firm’s Asset Management businesses, and will oversee AML/KYC processes and compliance training.

BankingFinanceFinancial Services

Responsibilities

Serve as point of escalation and provide support in connection with Know Your Customer (KYC) and enhanced due diligence

Help oversee AML / KYC third-party service providers, including evaluating monthly and quarterly management information

Evaluate potential suspicious activity, and draft SAR filings

Manage broker dealer 314a and 314b process

Review transactions with potential sanctions risk

Support execution of incoming financial crime related requests, including DDQs, reverse KYC, and requests for information

Help manage board reporting for the mutual funds and ETFs

Review political activity scenarios and escalations

Execute periodic AML and sanctions risk assessment for AM businesses

Draft and update policies and procedures

Review new products from financial crime perspective

Provide subject matter expertise on regulatory changes

Design and coordinate financial crime compliance training

Qualification

AML complianceKYC proceduresSanctions regulationsFinancial crime trainingRegulatory knowledgeCommunication skillsOrganizational skillsTeam player

Required

5+ years of relevant experience

Bachelor's degree required

Understanding of laws and regulations related to AML, sanctions and anti-corruption

Ability to work independently in a fast-paced environment and respond proactively to business needs

Excellent communication and interpersonal skills, high comfort level interacting effectively with all levels of staff and management

Ability to learn quickly and multi-task and manage numerous projects simultaneously under tight deadlines

Team player with strong organizational and time management skills in order to prioritize complex and time sensitive projects

Preferred

Law degree a plus

Benefits

Sign-on bonus

Restricted stock units

Discretionary awards

Full range of medical benefits

Financial benefits

401(k) eligibility

Various paid time off benefits

Vacation

Sick time

Parental leave

Company

Nomura

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Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.

Founded in 1925

Tokyo, Tokyo, JPN

10001+ employees