Forrest T. Jones & Company · 18 hours ago
Regulatory & Compliance Analyst
Forrest T. Jones & Company, Inc. provides insurance and insurance-related services to clients. They are seeking a Regulatory & Compliance Analyst to monitor and analyze new laws and regulations affecting life and health insurance products, assist with compliance procedures, and review advertising for compliance.
Financial ServicesInsuranceMarketing
Responsibilities
Assist with monitoring and analysis of new laws and regulations
Assist with ongoing monitoring and updates to the Company’s various SPMs and Compliance Bulletins
Assist with the review and tracking of all life and health insurance advertising generated internally and by outside marketers
Assist with the review of privacy matters related to unauthorized disclosures and/or breaches
Provides support to facilitate compliance with Anti-Money Laundering processes and procedures
Performs miscellaneous research of compliance issues
Performs other related duties as required and assigned
Qualification
Required
Assist with monitoring and analysis of new laws and regulations
Areas of regulatory review may include rate and form filing requirements, health insurance mandated benefits, Guaranty Association notices, fraud, claims practices, escheat, same sex and non-discrimination laws, privacy, life and health insurance replacement, Annuity suitability, Anti-money Laundering, Advertising requirements, underwriting restrictions, periodic reporting and other topics as assigned
Assist with ongoing monitoring and updates to the Company's various SPMs and Compliance Bulletins
Assist with the review and tracking of all life and health insurance advertising generated internally and by outside marketers
Assist with the review of privacy matters related to unauthorized disclosures and/or breaches
Provides support to facilitate compliance with Anti-Money Laundering processes and procedures
Performs miscellaneous research of compliance issues
Performs other related duties as required and assigned
Superior oral and written communication skills to successfully interact with internal and external contacts at all levels
Ability to coordinate projects among multiple departments and clients
Detail oriented, ability to prioritize, self-starter, and capable of working independently
Ability to function at a high level in a fast-paced environment with changing priorities and willing to work beyond normal business hours when needed
Solid understanding of group and individual insurance policy form requirements and state insurance department requirements
Preferred
Bachelor's Degree preferred
5-10 years' experience with life and supplemental health insurance products
Previous experience in reviewing life and health insurance product advertising a plus
Successful completion of insurance industry courses such as Life Office Management Association (LOMA) a plus
Benefits
Company-paid medical
STD
LTD
Life insurance
Voluntary dental
Vision
Life/AD&D insurance
401(k) with company matching
Generous paid time off
Company
Forrest T. Jones & Company
Forrest T. Jones & Company is an insurance products and other financial services company.
Funding
Current Stage
Growth StageCompany data provided by crunchbase