Stifel Financial Corp. · 12 hours ago
Operations Capital Markets Specialist II
New York, NY
Full-time
Onsite
Mid Level
$57K/yr - $93K/yr
4+ years expStifel Financial Corp. is a full-service investment bank and broker dealer specializing in the financial services sector. The Operations Capital Markets Specialist II ensures correct trade processing for large Institutional clients, providing support to traders, sales associates, and institutional clients while resolving trade inquiries and managing account-related tasks.
BankingFinanceFinancial Services
Responsibilities
Accurately coding account numbers and commission charges on trades assists with processing trade allocations via the Fidessa Trading System with DTCC and CTM Interfaces
Provides support to Traders and Sales associates
Provides support to Institutional clients
Researches and resolves basic Trade breaks
Balances inventory positions for Trading areas
Opens Institutional client accounts
Proficiently provides support related to order entry or billing questions, understands procedures, and is able to research trading inquiries while acting as the company gatekeeper for Stifel information
Assist with Cancel & Rebills and other trade-related corrections
Performs other related duties as assigned
Qualification
Required
Accurately coding account numbers and commission charges on trades assists with processing trade allocations via the Fidessa Trading System with DTCC and CTM Interfaces
Provides support to Traders and Sales associates
Provides support to Institutional clients
Researches and resolves basic Trade breaks
Balances inventory positions for Trading areas
Opens Institutional client accounts
Proficiently provides support related to order entry or billing questions, understands procedures, and is able to research trading inquiries while acting as the company gatekeeper for Stifel information
Assist with Cancel & Rebills and other trade-related corrections
Performs other related duties as assigned
Effective communication skills and ability to relay information well in both written and verbal form
Able to manage priorities, deadlines, and tasks to meet and accomplish goals
Solid and reliable mathematical skills with the ability to analyze and use logic and reasoning to identify complex problems
The ability to review related information, develop options, and implement solutions
Good interpersonal interaction and ability to work well with others
Strong administrative and clerical procedures, systems, and other standard office procedures and terminology
Minimum Required: Bachelor's Degree in a related field or a combination of education and work experience
Minimum Required: 4+ years of investment brokerage industry experience
Proficient in Microsoft Outlook and Microsoft Office Suite
Understanding of Fidessa Trading System, Omgeo products (Alert, CTM), and Thomson/Beta systems
Preferred
Minimum Preferred: FINRA Series 7 and 63 or 66 licenses
Benefits
Discretionary bonuses
Health / dental / vision / prescription insurance offerings
Stifel Total Health Connect
Flexible spending accounts
Tuition & certification assistance programs
Paid time off
Medical
Vision
Dental
401k
Company
Stifel Financial Corp.
Established in 1890, Stifel, Nicolaus & Company, Incorporated is one of the nation’s premier full-service financial services firms, providing brokerage, trading, investment banking, investment advisory, and related services to individual investors, professional money managers, businesses, and municipalities through more than 400 locations across the U.S.
5001-10000 employees
H1B Sponsorship
Stifel Financial Corp. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (14)
2024 (4)
2023 (5)
2022 (5)
2021 (6)
2020 (5)
Funding
Current Stage
Public CompanyTotal Funding
unknown1993-01-08IPO
Leadership Team
Ronald Kruszewski
Chairman and CEO
Anne Perlman
Managing Director, Investment Banking - Stifel
Recent News
2025-11-11
2025-11-11
2025-11-11
Company data provided by crunchbase