PNC ยท 18 hours ago
Mid Office Services Supervisor (F)
PNC is a leading financial services company, and they are seeking a Mid Office Services Supervisor to manage teams within their Capital Markets organization. This role involves overseeing sales and trading support as well as account management to ensure a seamless client experience while maintaining compliance with internal policies.
BankingFinanceFinancial Services
Responsibilities
Supervises one or more teams who complete a variety of technical and complex client requests. Reviews documentation for completeness and accuracy and interprets information for correct coding and adherence to established policies and procedures
Supervises a team who handles complex account and transactional activities. Focuses on the most complex accounts and requests, and resolution of issues
Ensures all responsibilities are completed by assigned team in compliance with line of business standards as well as internal policies and procedures. Participates on the development and implementation of new processes
Monitors staff performance and the volume and distribution of work. Analyzes the complexity of work assigned
Designs and implements ongoing training, coaching and development for new and existing team members and internal partners as needed
Qualification
Required
Finra SIE and 99 required
Finra 7 & 63 within a year
Roles at this level typically require a university / college degree, with 3+ years of industry-relevant experience
An operations or production environment position typically requires 2 years of previous managerial experience
In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered
FINRA Series 99 or 7 is required
Preferred
3-5 years of management experience
Knowledge of brokerage operations
Knowledge of securities settlement
Knowledge of DTC ITP systems
Experience with external communication with customers
Knowledge of trade reporting
Corporate Accounting
Credit Risk Analysis
Decision Making
Financial Management
Financial Operations
Results-Oriented
Revenue Recognition
Benefits
Medical/prescription drug coverage (with a Health Savings Account feature)
Dental and vision options
Employee and spouse/child life insurance
Short and long-term disability protection
401(k) with PNC match
Pension and stock purchase plans
Dependent care reimbursement account
Back-up child/elder care
Adoption, surrogacy, and doula reimbursement
Educational assistance, including select programs fully paid
A robust wellness program with financial incentives
Maternity and/or parental leave
Up to 11 paid holidays each year
8 occasional absence days each year, unless otherwise required by law
Between 15 to 25 vacation days each year, depending on career level
Company
PNC
PNC is a financial service company providing bank deposits products and services to its community.
Funding
Current Stage
Public CompanyTotal Funding
unknown1975-11-17IPO
Leadership Team
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