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Jobs via Dice · 1 day ago

AML Investigation Analyst

Tampa, FL

Full-time

Hybrid

Senior Level

$34.42/hr - $34.42/hr

5+ years exp

Jobs via Dice is seeking an AML Investigation Analyst for a long-term contract. The role involves processing subpoenas, conducting risk assessments, and managing investigations related to Anti-Money Laundering (AML) compliance.

Computer Software

Responsibilities

Conduct independent research and analyze data on potentially suspicious and/or high risk client cases using financial statements and documents

Utilize pertinent information to write clear and concise summaries on the findings of investigations and advise management on next steps

Manage risk by analyzing the root cause of issues and impact to business

Make recommendations to senior management on filing Suspicious Activity Reports (SARs) and/ or relationship termination or retention

Conduct Cross Sector reviews among multiple business lines

Has the ability to operate with a limited level of direct supervision

Can exercise independence of judgement and autonomy

Acts as SME to senior stakeholders and /or other team members

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency