Goldman Sachs · 1 day ago
Global Banking & Markets-Salt Lake City-Senior Associate-Regulatory Due Diligence
Salt Lake City, UT
Full-time
Onsite
Mid, Senior Level
3+ years expGoldman Sachs is seeking a motivated leader to join their Regulatory Due Diligence team in Salt Lake City. The role involves facilitating client onboarding and ensuring compliance with global financial regulatory obligations while leading and motivating team members in a fast-paced environment.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
The Regulatory Due Diligence team conducts regulatory adherence checks for counterparties trading with Goldman Sachs to ensure all parties meet its’ compliance obligations and other regulatory requirements
The work Regulatory Due Diligence performs is critical to support both new client onboardings as well as managing existing client maintenance/data quality
In this role, you will be expected to engage the Business, Compliance, Credit, Legal and Operations stakeholders to ensure effective onboarding of clients
You will need to be a quick learner and understand the regulatory environment, including multiple new regulations, to identify risk and escalate concerns while ensuring to protect the firm and the clients
You will be required to have the ability to prioritize, meet deadlines and communicate to all levels of the organization
Key to Regulatory Due Diligence team members’ success is the ability to use critical thinking to balance tight control requirements with the service demands of our internal clients
Support and execution of on-going projects initiatives including new regulatory requirements and new business markets
Qualification
Required
Bachelor's degree
Critical thinking / thought leadership / ability to suggest improvements and “hunt” for risk
Service orientation, sense of urgency, ability to manage internal clients' expectations, follow-through and professionalism
Thrives in a teamwork environment, strong interpersonal skills
Detail oriented
Ability to multi-task and prioritize
Strong verbal and written communication
Technical expertise in Microsoft Office (Word, Excel, etc.) as well as proficiency with web-based applications
Ability to collaborate with Legal & Compliance teams to create solutions for our clients
Preferred
3 to 5 years work experience with prior management responsibilities
Experience with major regulators such as CFTC/SEC/NFA a plus
Candidate must be proactive, enthusiastic and team oriented
Ability to remain composed under pressure
Ability to prioritize and make decisions in a fast-paced environment
Accuracy and attention to detail
Strong client service orientation
Strong written and verbal communication skills
Adapt to new changes and new challenges
Strong analytical skills
Well developed organizational skills
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-03
2026-01-03
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