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Cantor Fitzgerald · 3 weeks ago

VP, Senior Compliance Officer

1111 Brickell Avenue, , Miami, FL, 33131, US

Full-time

Onsite

Senior Level

Cantor Fitzgerald is seeking a seasoned compliance professional to join as the VP, Senior Compliance Officer in their Miami office. In this role, you will provide regulatory guidance and oversight to ensure compliance with various financial regulations.

Commercial Real EstateFinancial ServicesFinTechManagement ConsultingRisk Management

Responsibilities

Serve as the on-site Compliance lead

Providing regulatory guidance and oversight

Ensure all activities align with FINRA, SEC, NFA, and CFTC regulations and firm policies

Qualification

Regulatory complianceFINRA knowledgeSEC regulationsCFTC regulationsNFA regulationsTrading rulesAnalytical skillsLeadershipCommunication skills

Required

Seasoned compliance professional

Regulatory guidance and oversight experience

Knowledge of FINRA, SEC, NFA, and CFTC regulations

Strong command of trading rules

Ability to navigate a fast-paced, multi-product environment

Company

Cantor Fitzgerald

Glassdoor3.2

Cantor Fitzgerald is a global financial services firm that specializes in equities, investment banking, and real estate.

Founded in 1945

New York, New York, USA

10001+ employees

http://cantor.com

Funding

Current Stage

Late Stage

Leadership Team

Howard Lutnick

Chairman and Chief Executive Officer

Danny Salinas

Senior Managing Director, Global Chief Financial Officer

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